Self-reported breaches results list

Showing 9 results

Breach Reported December 2023

Pub-owning Business: Admiral Taverns

Topic: BDM Notes

Regulation and description: Regulation 41(4)(b)

A pub-owning business must ensure that the business development manager provides tied pub tenants with a record of discussions in connection with matters set out in subsection 41(4)(a) within 14 days of the discussion.

Matter reported / Further information:

BDM notes of 12 meetings were not sent within the required timescale due to an internal systems error. PCA satisfied POB has taken appropriate action in the circumstances reported.

Breach Reported November 2023

Pub-owning Business: Greene King

Topic: Profit & loss statement

Regulation and description: Breach of Schedule 1, clause 33(2)

Provision of a forecast profit & loss statement to include figures and other information specified in paragraph 5(a) to (i) of Schedule 2

Matter reported / Further information:

25 franchisees affected since October 2022. POB has taken internal action to include making relevant staff aware of Code duties towards franchisees. PCA satisfied POB has taken appropriate action in the circumstances reported.

Breach Reported September 2023

Pub-owning Business: Marston's

Topic: BDM Notes

Regulation and description: Regulation 41(4)(b)

A pub-owning business must ensure that the business development manager provides tied pub tenants with a record of discussions in connection with matters set out in subsection 41(4)(a) within 14 days of the discussion.

Matter reported / Further information:

BDM notes of 5 meetings were not sent within the required timescale due to staff illness. PCA satisfied POB has taken appropriate action in the circumstances reported.

Breach Reported July 2023

Pub-owning Business: Admiral Taverns

Topic: BDM Notes

Regulation and description: Regulation 41(4)(b)

A pub-owning business must ensure that the business development manager provides tied pub tenants with a record of discussions in connection with matters set out in subsection 41(4)(a) within 14 days of the discussion.

Matter reported / Further information:

BDM notes of 18 meetings had not been provided to tied tenants within the required timescale due to apparent IT user error. POB also unable to verify BDM notes of 3 meetings had been provided to one tied tenant due to manual error. POB has taken internal action, including staff briefings and reminders on application use. PCA satisfied POB has taken appropriate action in the circumstances reported.

Breach Reported June 2023 / July 2023 / August 2023 / March 2024 / April 2024 / June 2024 / July 2024

Pub-owning Business: Stonegate

Topic: BDM Notes

Regulation and description: Regulation 41(4)(b)

A pub-owning business must ensure that the business development manager provides tied pub tenants with a record of discussions in connection with matters set out in subsection 41(4)(a) within 14 days of the discussion.

Matter reported / Further information:

BDM notes of 41 meetings were not sent within the required timescale due to BDM user error. PCA satisfied the POB has taken appropriate action in the circumstances reported.

Breach Reported March 2023 / September 2023 / December 2023

Pub-owning Business: Stonegate

Topic: Dilapidations Survey

Regulation and description: Regulation 13(7)(b)

Duty to carry out a dilapidations survey in accordance with the tenancy terms and at least six months before the end of the tenancy.

Matter reported / Further information:

12 instances of the dilapidations survey not being carried out at least six months before the end of the tenancy. PCA has given advice to the POB.

Breach Reported February 2023 / March 2023 / June 2023 / July 2023 / August 2023 / September 2023 / December 2023 / March 2024 / April 2024 / June 2024 / July 2024

Pub-owning Business: Stonegate

Topic: BDM Notes

Regulation and description: Regulation 41(4)(b)

A pub-owning business must ensure that the business development manager provides tied pub tenants with a record of discussions in connection with matters set out in subsection 41(4)(a) within 14 days of the discussion.

Matter reported / Further information:

BDM notes of 206 meetings were not sent within the required timescale due to ongoing internal IT issue. The PCA is monitoring the POB’s management and resolution of this IT issue.

Breach Reported February 2023 / July 2023

Pub-owning Business: Stonegate

Topic: Rent assessment proposal

Regulation and description: Regulation 19(1)(a)

Duty to conduct a rent assessment in connection with a rent review required under the tenancy.

Matter reported / Further information:

In 3 instances the POB did not issue a rent assessment proposal at the end of tenancy rent review. PCA has given advice to the POB.

Breach Reported February 2023

Pub-owning Business: Greene King

Topic: BDM Notes

Regulation and description: Regulation 41(4)(a)(iii)

A pub-owning business must ensure that the Business Development Manager makes appropriate notes of any discussions with tied pub tenants in connection with repairs to the tied pub premises.

Matter reported / Further information:

Potentially 57 tenants affected over six-month period. POB has taken internal action to include clarifying Code duties with relevant staff. Tenants have been informed of breach and Code rights. PCA satisfied POB has taken appropriate action in the circumstances reported.